Why Alpine?

handshakeEstablished in 1984, Alpine Securities has been dedicated to serving individual and corporate clients for over 30 years. Alpine is an industry leader at providing investment choices in listed and OTC Equity Securities, Exchange Traded Funds (ETFs) and Mutual Funds. Alpine is a member of both Nasdaq Stock Exchange and BATS Exchange.

Alpine offers brokerage, retirement and education accounts for clients. Our professionals will help you through the process of opening an individual or joint brokerage accounts, self-directed Traditional IRAs and Roth IRAs, and Coverdell Education Savings Accounts.

Alpine can also help clients with accounts for Corporate Entities, LLCs, Partnerships, Trusts or Custodial Accounts. Alpine’s experienced professionals are dedicated to providing clients with guidance through the review, clearance and settlement process for physical and electronic certificate deposits.

Our knowledgeable staff can provide assistance in understanding registration and exemption requirements and the process for reviewing and clearing unregistered securities. We also provide custodial and safekeeping services for illiquid or restricted securities. Alpine also offers a wide range of services to securities issuers including DTC eligibility and Form 15c-211 applications for listing on OTC Markets.

Alpine also provides clearing and settlement services to introducing broker dealers, allowing them to concentrate on successfully growing their businesses. Alpine is currently accepting inquiries from introducing broker dealers seeking a clearing relationship.

Member SIPC
Member FINRA