Alpine Securities is a registered Broker Dealer that offers a wide variety of financial services to a variety of different client profiles. This page contains information on our institutional and corporate services. For information on our other services including Stock Issuer Services and Shareholder Services, click the appropriate link to go to that page.
Through a wide variety of products we supply our institutional client’s access to investment ideas, fundamental analysis on specific companies, news and direct contact with upper level management of our corporate clients. Over the last 20 years, we have built a large network of associates consisting of brokerage firms, investment banks and entrepreneurs. Through our large network of contacts we provide our institutional clients with exclusive investment opportunities in emerging growth companies.
At Alpine, we are committed to meeting our institutional clients investment needs and objectives by delivering superior performance and providing exceptional client service. Building strong client relationships allows us to understand how to strategically employ a broad range of traditional and alternative investment strategies to our clients’ advantage.
We offer additional services for our institutional clients and would be pleased to discuss this service with you in full detail.
- Cash Brokerage Accounts
- 144 Restricted Stock Transactions
- IPO’s, PIPES and Private Placements
- Excellent trading execution on both principal and agency transactions
- Self-Clearing (expedites transfers, payments to customers, etc.)
- Execution on sizeable positions
- Cashless Option Exercise
- Customized Reports
Through our Corporate Services Department, we offer companies and their employees catered services designed to save you and time and money, while providing expert assistance. We specialize in the following transactions:
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144 Restricted Stock Transactions
At Alpine, we feel that the seller of restricted stock should have expert assistance to ensure that all procedures comply with SEC regulations. Our account executives are experienced in handling 144 procedures and strive to complete transactions in a timely matter and provide excellent execution.
Employee Stock Option Plans
Alpine can assist your company with full service cashless exercise and stock option outsourcing, including customized reporting, individual optioned statements, and the ability to interface with your financial departments to facilitate your reporting requirements. We realize it is important to comply with SEC regulations when selling stock options. Our team understands the importance of dealing with transfer agents of our corporate clients on a regular basis to increase efficiency and turnaround time on stock transfers, so we can release proceeds to our clients in a timely matter.
10b5-1 Sale Plans
Corporate Stock Repurchase Programs
For additional information please contact our Account Executive team by e-mail at email@example.com