Stock Clearing

Alpine is one of the industry leaders for clearing small cap and OTC stock and is committed to ensuring all investors and shareholders have a place to deposit their shares. Let Alpine’s experienced team guide you through the process. These services include:

• Section 4(a)1/ Rule 144 stock sales, including control stock sales for officers, directors and affiliates.
• Section 3(a)10 stock sales.
• Physical certificate, DWAC, DRS and ACAT clearance for all shareholders.
• Sub penny positions ($.0001>).

Alpine Direct Purchases

• If you would prefer to sell your position (debt or equity) directly to Alpine please call or email this contact: 801-355-5588 (option 2), houseaccounts@alpine-securities.com to hear additional information.
• These positions can include but are not limited to: convertible notes, Section 3(a)10 stock, Section 4(a)1 stock, physical certificates, and stock gained from services.