Client Services

 Certificate Clearing

Alpine is one of the industry leaders for clearing OTC stock and is committed to ensuring all investors and shareholders have a place to deposit their shares. Let Alpine’s experienced team guide you through the process. These services include:

  • 10b-5 plans for corporate insiders.
  • 144 restricted stock sales for officers, directors and affiliates.
  • Physical certificate, DWAC, DRS and ACAT clearance for all shareholders.

Contact Alpine’s team at (801)320-1329 or HouseAccounts@alpine-securities.com

*This does not constitute clearance on any security and in no way is an offer to buy/sell any security. All deposits (OTC & Listed) are subject to compliance review. Alpine reserves the right to refuse any deposit, purchase or sale or securities for any reason.